Regiment Xpress

Private Investment Offerings

Curated private market opportunities available exclusively to accredited investors. All offerings are reviewed and facilitated by Regiment Securities, LLC.

3 Results

Active Offerings (3)

Reg D 506(c)

LGX Energy Corp

Energy

Illinois Basin Oil & Gas Development

LGX Energy Corp. is a U.S. oil and gas exploration and development company focused on the Illinois Basin, with primary operations in Clay County, Indiana and strategic mineral ownership in Michigan. The company's approach centers on applying modern 3D seismic imaging to a historically productive but technologically underdeveloped basin — an approach designed to improve targeting accuracy and reduce drilling risk relative to the 2D methods historically used in the region. Through its wholly owned operating subsidiary, Adler Energy, LGX currently operates 9 producing oil wells and 2 production facilities, controls roughly 6,000 acres of leasehold, and has identified more than 80 undrilled prospects from over 600 miles of proprietary seismic data. Proceeds from this raise are earmarked primarily for leasehold expansion, additional seismic acquisition, and drilling and development of a multi-year, multi-well program. The company's stated long-term objective is a future public offering or strategic sale, though there is no guarantee of if or when a liquidity event occurs.

Reg D 506(c)

OPUM Technologies

Healthcare

Digital Musculoskeletal Rehabilitation Platform

OPUM Technologies is a digital health company reinventing musculoskeletal rehabilitation through its patented Digital Knee® platform — a wearable sensor system paired with a HIPAA-compliant patient app and clinician portal. The technology, built on OPUM's proprietary Dynamic Goniometry approach, continuously measures joint movement during real activity rather than relying on the manual, static assessments and self-reported compliance that have historically defined orthopedic recovery. This lets clinicians verify rehab adherence between visits, and lets payers see documented proof that patients have completed required conservative-care protocols — a growing requirement under Medicare and private insurance reimbursement rules. The company targets three large, underserved segments of knee care: ACL and meniscus repair, total knee replacement, and osteoarthritis. Capital from this raise is earmarked for sales and marketing expansion, continued platform R&D, partial debt repayment, and general working capital. OPUM's edge comes from its FDA-registered hardware, a five-patent-family IP portfolio, and a business model that layers device sales with recurring SaaS and remote-monitoring reimbursement revenue — positioning the company for a longer-term outcome through acquisition by a strategic healthcare or medtech acquirer, or a public listing.

Reg D 506(c)

Prospero Spirit Funds

Private Equity

Whiskey Barrel Maturation Fund

Prospero Spirit Funds, sponsored by Prospero Capital Management, LLC, gives accredited investors access to a historically hard-to-reach alternative asset: barrels of maturing American whiskey. Through the Bourbon Opportunity Fund and Rye Opportunity Fund, Prospero purchases new-fill and aged barrels from top-tier distilleries and contract manufacturers, holds them through the aging process, and sells to distilleries, non-distilling producers, and other buyers as the whiskey matures and appreciates in value. The Funds are led by Managing Partner Ben Bornstein, who brings over 30 years of financial services experience — including senior roles at Omega Advisors and Orbis Investment Management — to a spirits market that industry research shows remains largely underserved by professional investors. Capital raised through the Funds goes toward acquiring and holding whiskey barrel inventory across the aging curve, giving Prospero a laddered portfolio of new-fill and mature liquid. Prospero's edge comes from its distillery relationships, purchasing scale, and structural innovations — including wood leasing and distillery equity participation — designed to lower entry costs and align incentives with sourcing partners. The Funds are structured as evergreen vehicles with a two-year minimum commitment, after which investors may request redemptions quarterly, offering a more defined path to liquidity than is typical for illiquid alternative assets.

Securities offered through Regiment Securities, member FINRA / SIPC. The offerings presented here are private placements. They are speculative and illiquid, and involve the risk of loss of the entire investment. SIPC protection does not cover investment losses and does not apply to these offerings.